Best Investors Account Sign in

Robert Joseph Tannenbaum

LPl Financial LLC

Poughkeepsie, NY

Poughkeepsie, NY

San Diego, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
NY RA APPROVED 2022-05-27
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • NY RA
    APPROVED
    Since 2022-05-27

Branch Locations

22 Ibm Rd # 204B, Poughkeepsie, NY 12601-5455 • United States

22 Ibm Rd Ste 204B, Poughkeepsie, NY 12601 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oneonta College Oneonta NY 06/2016 Present
Woodbury Financial Services Inc Lagrange NY 07/2020 05/2022
Lpl Financial, Llc Poughkeepsie NY 05/2022 Present
  • 06/2016 → Present
    Oneonta College
    Oneonta, NY
  • 07/2020 → 05/2022
    Woodbury Financial Services Inc
    Lagrange, NY
  • 05/2022 → Present
    Lpl Financial, Llc
    Poughkeepsie, NY
Previous Registrations
  • 2021-08-18 → 2022-06-01
    Woodbury Financial Services, Inc.
    Poughkeepsie, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-13
  • S66 Uniform Combined State Law Examination
    2021-08-13
Other Names
  • Robert Tannenbaum

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARAX ADVISORY PARTNERS
CHARLES SCHWAB & CO., INC.
MORGAN STANLEY
CETERA INVESTMENT ADVISERS LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NEWEDGE ADVISORS
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

MARK STEVEN BURLINGAME
ALLISON ELISABETH CULLEY
MICHELLE LOUISE NOLEN
Christopher J Tomaskovic
MARY E WINTERS
DONALD GEORGE BELL
John J Gadonniex
MICHAEL M MATTES

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POUGHKEEPSIE, NY
ARAX ADVISORY PARTNERS · Poughkeepsie, NY
CHARLES SCHWAB & CO., INC. · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
MORGAN STANLEY · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY

More in Poughkeepsie, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor