Thomas Andrew Mccloskey

Employer firm

Stonehaven Advisors, LLC CRD 322608

Reported services (Item 5G)

• ACTS AS A SOLICITOR FOR SELECT RIAS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 06/2021
  Independent Brokerage Solutions Llc
  New York, NY
• 07/2016 → Present
  Tks Group Llc
  Darien, CT
• 06/2021 → 12/2022
  M.M. Dillon & Co. Llc
  Greenwich, CT
• 01/2023 → 02/2024
  Finalis Securities Llc
  New York, NY

Other Businesses

1.) TKS Group LLC aka TKS Capital Group aka TKS Development Group; Darien, CT 06820; private investment-related & consulting; Private Asset Holding Company; Sole Owner and Managing Member since 07/11/2016; Evaluate Private business & real estate for personal investment. Consulting to the Real Estate Development & Construction sector. Insurance consulting agent for Insurance companies. Commercial Business & Real Estate Loan referral for lenders. My regulated activities include sourcing and selling suitable private investment offerings to qualified investors.. 20 hours/month; 10hrs/mo during trading hours 2.) TAMC59 LLC, Darien, CT; My sole member Self Directed IRA ACTIVE holding company; Owner; 04/05/2018; 10 hrs/mo; 5hrs/mo during trading hours; My Sole Member LLC contains RE assets, Private Investments, Public Equities. 3.) Park 49 Inc, 12 E49th Street, New York, NY, 10017; Advisory work for potential Commercial Real Estate Debt & Equity transactions; Advisor; 01/01/2024; Advisory work with Park 49. Securities transactions via Stonehaven LLC (Broker-Dealer). 15hrs/mo; 10hrs/mo during trading hours 4.) Financial Independence group (FIG) (Independent Marketing Org) & Anthem Health; Licensed Insurance Agent, Life/Health Producer & Certified Insurance Consultant since 01/2024; dba TKS Insurance under TKS Group LLC; Answering questions on Insurance Company Products, assembling application info, submission, following up with underwriters; 35hrs/mo, 25 during trading hours. 5.) KK Design & Co, Darien, CT 06820; wife's d/b/a under TKS Group LLC LLC; The business does website design & online marketing consulting; I have no role here other than coordinate under LLC for tax reporting; 2hrs/mo; 0 hrs during trading day 6) Stonehaven Advisors, LLC, investment related, Investment adviser rep, in place to facilitate compliant fee sharing for referred investors who establish SMAs, less than 2 hours per month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-08-14
• S63 Uniform Securities Agent State Law Examination
  2023-03-20