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1138 Cadillac Court, Milpitas, CA 95035-3058 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-11-27 |
Branch Locations
1138 Cadillac Court, Milpitas, CA 95035 • UNITED STATES
1138 Cadillac Court, Milpitas, CA 95035-3058 • United States
4633 Old Ironside Drive, Suite 310, Santa Clara, CA 95054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bhatia & Co, Inc. | Santa Clara | CA | 03/2000 | Present |
| Neeraj Bhatia & Co | Delhi | 02/1983 | Present | |
| Ni Advisors, Inc. | Milpitas | CA | 08/2005 | Present |
| Transnative Associates Inc | Santa Clara | CA | 03/2000 | Present |
| Neeraj Bhatia | Santa Clara | CA | 05/2022 | Present |
1. Bhatia & Co, Inc & Transnative Associates Inc. Non-Investment Related. 4677 Old Ironsides Dr., Suite 170, SANTA CLARA, CA 95054. CPAs & business consulting. President of both Companies. 160 hour/month, 20 hours/month 5 hours/month during NAI business hours. Accounting, tax, business consulting, and management. 2. Bhatia Professional Law Corporation, Non-Investment Related 4677 Old Ironsides Dr., Suite 170, SANTA CLARA, CA 95054. Attorney at Law, license since 05/12/2022 as a sole proprietor and incorporated since 6/7/2022. 30 hour/month, 30 hours/month during NAI business hours. Legal Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-11 |
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