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28 Cedar Swamp Road Suite One, Smithfield, RI 02917 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-31 |
| RI | RA | APPROVED | 2022-07-12 |
Branch Locations
28 Cedar Swamp Road Suite One, Smithfield, RI 02917 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roger Williams University | Bristol | RI | 09/2015 | 06/2019 |
| The Colony Group | Boston | MA | 06/2019 | 09/2019 |
| Roger Williams University | Bristol | RI | 09/2019 | 06/2020 |
| Wealth Management Resources, Inc. | Smithfield | RI | 07/2020 | Present |
(1.) NAME OF OBA: INSURANCE; ADDRESS OF OBA: SMITHFIELD, RI; NATURE: LICENSED LIFE INSURANCE AGENT; INVESTMENT RELATED: YES; TITLE WITH OBA: AGENT; DUTIES: SALE OF INSURANCE PRODUCTS; START DATE: 01/19/2022; APPROX. NUMBER OF HOURS/MONTH: 8; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 8; (2.) NAME OF OBA: PARTNERSHIP TO REDUCE CANCER IN RI; ADDRESS: PROVIDENCE, RI; NATURE: CHARITABLE ORGANIZATION; INVESTMENT RELATED: NO; TITLE: BOD MEMBER; DUTIES: ASSIST IN ORGANIZATIONAL ACTIVITIES; START DATE: 6/1/21; APPROX. NUMBER OF HOURS/MONTH: 4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-11 |
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