Todd Michael Casazza

Current Employers

Wealth Management Resources, Inc.

28 Cedar Swamp Road Suite One, Smithfield, RI 02917 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2022-08-29
TX	RA	APPROVED	2022-08-29

RI RA
APPROVED

Since 2022-08-29
TX RA
APPROVED

Since 2022-08-29

Branch Locations

28 Cedar Swamp Road Suite One, Smithfield, RI 02917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Boston	MA	09/2015	08/2022
Td Ameritrade, Inc.	Boston	MA	07/2021	08/2022
Wealth Management Resources, Inc.	Smithfield	RI	08/2022	Present
Purshe Kaplan Sterling Investments	Albany	NY	06/2023	Present

09/2015 → 08/2022

Charles Schwab & Co., Inc.

Boston, MA
07/2021 → 08/2022

Td Ameritrade, Inc.

Boston, MA
08/2022 → Present

Wealth Management Resources, Inc.

Smithfield, RI
06/2023 → Present

Purshe Kaplan Sterling Investments

Albany, NY

Other Businesses

1.) Wealth Management Resources Inc. Investment Related. At Registered Location. RIA. IAR. 6/2023. 160. 160. Advisor 2.) Smithfield Girl's Softball League. Non-Investment Related. P.O. Box 17393 Smithfield RI, 02917. Nonprofit Organization. Board President. 11/2021. 60. 0. Will be involved in or oversee all functions of the league.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-08-07

S63 Uniform Securities Agent State Law Examination

2006-08-07

Designations

Other Names

Todd M Casazza

View on SEC IAPD

Current Employers

Wealth Management Resources, Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

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