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28 Cedar Swamp Road Suite One, Smithfield, RI 02917 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-11 |
| RI | RA | APPROVED | 2016-01-01 |
Branch Locations
28 Cedar Swamp Road Suite One, Smithfield, RI 02917 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Management Resources, Inc. | Smithfield | RI | 05/2015 | 06/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2023 | Present |
| Wealth Management Resources, Inc. | Smithfield | RI | 05/2023 | Present |
1) Wealth Management Resources, Inc. Investment-related. At registered location. RIA. Financial Advisor. Start date: 05/2015. 160 hrs/month; all during trading hours. Provide advice to clients. 2) Fixed Insurance. Investment-related. At registered location. Fixed / Traditional Insurance. Agent. Start date: 05/2015. 4 hrs/month all during trading hours. Sales of fixed / traditional insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-10 |
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