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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-15
SC RA APPROVED 2021-12-02
  • TX RA
    APPROVED
    Since 2021-12-15
  • SC RA
    APPROVED
    Since 2021-12-02

Branch Locations

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Pleasant SC 07/2020 Present
Bank Of America N.A. Mount Pleasant SC 07/2020 Present
Coastal Carolina University Athletic Department Conway SC 01/2020 06/2021
Coastal Carolina University Conway SC 01/2016 12/2019
The Milbrook Club Greenwich CT 05/2019 09/2019
  • 07/2020 → Present
    Mount Pleasant, SC
  • 07/2020 → Present
    Bank Of America N.A.
    Mount Pleasant, SC
  • 01/2020 → 06/2021
    Coastal Carolina University Athletic Department
    Conway, SC
  • 01/2016 → 12/2019
    Coastal Carolina University
    Conway, SC
  • 05/2019 → 09/2019
    The Milbrook Club
    Greenwich, CT
Other Businesses

I*: 1987305 Entity Type: Entity For Profit Name of OBA: LF Address: Myrtle Beach, SC Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/07/2024 Number of Hours: 1.5 hrs weekly Number of Hours during trading: 0 Duties: Teach tennis on the weekends. I will be teaching in a public park and do not report to any entity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-01
  • S66 Uniform Combined State Law Examination
    2021-12-01
Other Names
  • Luiz Fb Faria

View on SEC IAPD

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