Thomas Andrew Dillmann

Employer firm

Lazard Asset Management LLC CRD 122836

$121B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → 08/2019
  Enterprise Holdings
  Wappingers Falls, NY
• 08/2017 → 05/2020
  Ithaca College
  Ithaca, NY
• 08/2016 → 05/2017
  Loyola University Maryland
  Baltimore, MD
• 08/2020 → 09/2020
  Equitable Advisers
  Vestal, NY
• 05/2017 → 08/2017
  Allsport Camp Fit
  Fishkill, NY
• 06/2018 → 08/2018
  Shoprite
  Fishkill, NY
• 09/2020 → 11/2020
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 10/2020 → 11/2020
  Northwestern Mutual Investment Services Llc
  Poughkeepsie, NY
• 12/2020 → 08/2022
  The Vanguard Group, Inc.
  Malvern, PA
• 08/2022 → Present
  Lazard Asset Management Securities Llc
  New York, NY
• 08/2022 → Present
  Lazard Asset Management Llc
  New York, NY

Previous Registrations

• 2020-12-18 → 2022-08-17
  Vanguard Advisers, Inc.
  Malvern, PA
• 2020-10-28 → 2020-12-01
  Northwestern Mutual Investment Services, Llc
  Poughkeepsie, NY

Exams

• S66 Uniform Combined State Law Examination
  2020-09-04

Other Names

• Thomas Dillmann
• Tom Dillmann