Thomas Andrew Dillmann

30 Rockefeller Plaza, New York, NY 10112 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-08-18

Branch Locations

30 Rockefeller Plaza, New York, NY 10112 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Enterprise Holdings	Wappingers Falls	NY	05/2019	08/2019
Ithaca College	Ithaca	NY	08/2017	05/2020
Loyola University Maryland	Baltimore	MD	08/2016	05/2017
Equitable Advisers	Vestal	NY	08/2020	09/2020
Allsport Camp Fit	Fishkill	NY	05/2017	08/2017
Shoprite	Fishkill	NY	06/2018	08/2018
Northwestern Mutual Life Insurance Company	Milwaukee	WI	09/2020	11/2020
Northwestern Mutual Investment Services Llc	Poughkeepsie	NY	10/2020	11/2020
The Vanguard Group, Inc.	Malvern	PA	12/2020	08/2022
Lazard Asset Management Securities Llc	New York	NY	08/2022	Present
Lazard Asset Management Llc	New York	NY	08/2022	Present

05/2019 → 08/2019

Enterprise Holdings

Wappingers Falls, NY
08/2017 → 05/2020

Ithaca College

Ithaca, NY
08/2016 → 05/2017

Loyola University Maryland

Baltimore, MD
08/2020 → 09/2020

Equitable Advisers

Vestal, NY
05/2017 → 08/2017

Allsport Camp Fit

Fishkill, NY
06/2018 → 08/2018

Shoprite

Fishkill, NY
09/2020 → 11/2020

Northwestern Mutual Life Insurance Company

Milwaukee, WI
10/2020 → 11/2020

Northwestern Mutual Investment Services Llc

Poughkeepsie, NY
12/2020 → 08/2022

The Vanguard Group, Inc.

Malvern, PA
08/2022 → Present

Lazard Asset Management Securities Llc

New York, NY
08/2022 → Present

Lazard Asset Management Llc

New York, NY

2020-12-18 → 2022-08-17

Vanguard Advisers, Inc.

Malvern, PA
2020-10-28 → 2020-12-01

Northwestern Mutual Investment Services, Llc

Poughkeepsie, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-04

Other Firms