Austin Charles Cioffi

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 06/2020
  Full-Time Student
  Freehold, NJ
• 07/2020 → 10/2021
  National Securities Corporation
  New York, NY
• 01/2022 → Present
  Mml Investors Services, Llc
  Wall Township, NJ
• 01/2022 → Present
  Massmutual Life Insurance Company
  Wall Township, NJ
• 07/2020 → 10/2021
  National Holdings Corp
  New York, NY

Other Businesses

NAME: STEAMWELL SAUNA SOLUTIONS, LLC INV REL: N ADDR: 1 PRESCOTT PLACE, FREEHOLD, NJ 07728 NATURE: SAUNA CLEANING SERVICES POSITION: OWNER START DATE: 06/27/2025 NO. HR/MO: 6 NO. HR/MO DURING SEC TRADING: 0 DUTIES: SAUNA CLEANING COMPANY THAT SERVICES GYMS, RESIDENTIAL HOMES, AND COMMERCIAL SPACES

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-02-12
• S63 Uniform Securities Agent State Law Examination
  2021-02-09

Other Names

• Austin Cioffi