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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-01-29
TX RA APPROVED_RES 2016-01-21
IL RA APPROVED 2015-12-10
NJ RA APPROVED 2005-10-03
  • FL RA
    APPROVED
    Since 2016-01-29
  • TX RA
    APPROVED_RES
    Since 2016-01-21
  • IL RA
    APPROVED
    Since 2015-12-10
  • NJ RA
    APPROVED
    Since 2005-10-03

Branch Locations

400 East Diehl Rd Suite 330, Naperville, IL 60563 • United States

Gotha, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Naperville IL 05/2009 Present
Other Businesses

LAW LICENSE STATE OF NEW YORK; NOT INVESTMENT RELATED; NEW YORK; 0 HRS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-20
  • S66 Uniform Combined State Law Examination
    2005-09-20

View on SEC IAPD

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