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Brooke E Sandstoe

Ubs Financial Services Inc.

West Des Moines, IA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-08-19
  • IA RA
    APPROVED
    Since 2026-08-19

Branch Locations

1075 Jordan Creek Parkway Suite 100, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Student Johnston IA 01/2012 01/2017
Johnston Community School Johnston IA 01/2017 12/2018
State Farm Iowa City IA 09/2017 05/2019
Bridgepoint Investment Banking Des Moines IA 05/2019 08/2019
Wells Fargo Iowa City IA 05/2019 05/2020
Bradley G Brown W Des Moines IA 06/2020 06/2022
Principal Securities, Inc. West Des Moines IA 06/2022 07/2026
Principal Life Insurance Company West Des Moines IA 07/2022 07/2026
Ubs Financial Services, Inc West Des Moines IA 08/2026 Present
  • 01/2012 → 01/2017
    Full Time Student
    Johnston, IA
  • 01/2017 → 12/2018
    Johnston Community School
    Johnston, IA
  • 09/2017 → 05/2019
    State Farm
    Iowa City, IA
  • 05/2019 → 08/2019
    Bridgepoint Investment Banking
    Des Moines, IA
  • 05/2019 → 05/2020
    Wells Fargo
    Iowa City, IA
  • 06/2020 → 06/2022
    Bradley G Brown
    W Des Moines, IA
  • 06/2022 → 07/2026
    Principal Securities, Inc.
    West Des Moines, IA
  • 07/2022 → 07/2026
    Principal Life Insurance Company
    West Des Moines, IA
  • 08/2026 → Present
    Ubs Financial Services, Inc
    West Des Moines, IA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-07
  • S66 Uniform Combined State Law Examination
    2024-02-07
Other Names
  • Brooke Sandstoe
  • Brooke E Sandstoe

View on SEC IAPD

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PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
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KSA PARTNERS, LLC · WEST DES MOINES, IA
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