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John Joseph Ruggiero

Hightower Advisors, LLC

New York, NY

Chicago, IL

CRD 7274114

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-17
  • NY RA
    APPROVED
    Since 2025-03-17

Branch Locations

300 Madison Ave. 29Th Floor, New York, NY 10017 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Decicco's And Sons Southeast NJ 08/2016 02/2017
Window Plus General Contracting Mahopac NY 02/2017 07/2020
Morgan Stanley New York NY 07/2020 03/2022
Hightower Advisors Chicago IL 04/2022 Present
  • 08/2016 → 02/2017
    Decicco's And Sons
    Southeast, NJ
  • 02/2017 → 07/2020
    Window Plus General Contracting
    Mahopac, NY
  • 07/2020 → 03/2022
    Morgan Stanley
    New York, NY
  • 04/2022 → Present
    Hightower Advisors
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-15
  • S65 Uniform Investment Adviser Law Examination
    2025-03-15

View on SEC IAPD

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