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Henry Simons

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-09-08
  • NJ RA
    APPROVED
    Since 2021-09-08

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 08/2021 Present
Ubs Financial Services Inc. Weehawken NJ 07/2020 08/2020
Kls Professional Advisors Llc New York NY 06/2019 08/2019
Bucknell University Lewisburg PA 08/2017 05/2021
The Port Hunter (Restaurant) Edgartown MA 06/2017 06/2019
Right Fork Diner Edgartown MA 06/2016 06/2017
  • 08/2021 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 07/2020 → 08/2020
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 06/2019 → 08/2019
    Kls Professional Advisors Llc
    New York, NY
  • 08/2017 → 05/2021
    Bucknell University
    Lewisburg, PA
  • 06/2017 → 06/2019
    The Port Hunter (Restaurant)
    Edgartown, MA
  • 06/2016 → 06/2017
    Right Fork Diner
    Edgartown, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-07
  • S66 Uniform Combined State Law Examination
    2021-09-07
Other Names
  • Harry Simons
  • Henry R Simons

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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