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Charles Byron Thompson

Raymond James & Associates, Inc.

The Villages, FL

CRD 7272306

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-08-18
  • FL RA
    APPROVED
    Since 2020-08-18

Branch Locations

Brownwood Paddock Square 2631 West Torch Lake Drive, The Villages, FL 32163 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc The Villages FL 06/2020 Present
Munn's Sales & Service, Inc. Fruitland Park FL 05/2001 06/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-14
  • S66 Uniform Combined State Law Examination
    2020-08-14
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

Nearby Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ZENITH ADVISORY GROUP, LLC
STRATEGIC ADVISERS LLC

Nearby Investors

TODD BLANKENSHIP
KEVIN GANUS
MICHAEL HARRISON

Nearby Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · THE VILLAGES, FL
ZENITH ADVISORY GROUP, LLC · THE VILLAGES, FL
STRATEGIC ADVISERS LLC · THE VILLAGES, FL

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