Mahmoud Lokman

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → Present
  Jpmorgan Chase Bank Na
  Boston, MA
• 06/2020 → Present
  Jpmorgan Securities Llc
  Boston, MA
• 05/2019 → 08/2019
  J.P. Morgan Chase & Co.
  Tulsa, OK
• 08/2016 → 05/2020
  University Of Tulsa
  Tulsa, OK
• 06/2025 → Present
  Lc - P1 Llc
  Albany, NY

Other Businesses

Entity Name: LC - P1 LLC Investment related: No Address: 418 Broadway STE N Albany, NY 12207 Nature of the other business: Real Estate Position/Title/Relationship: Owner Partner Start Date: 06/17/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a single member LLC owned by myself. Real estate holding entity, no active role. No connection or representation of JPM.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-11-18
• S63 Uniform Securities Agent State Law Examination
  2020-10-28

Other Names

• Zak Lokman
• Mahmoud Lokman
• Mahmoud Maged Zakria Lokman