Zexing Gao

Ubs Financial Services Inc.

Claim This Profile

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-05-04
NY	RA	APPROVED	2025-04-17

TX RA
APPROVED

Since 2026-05-04
NY RA
APPROVED

Since 2025-04-17

Branch Locations

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Credit Suisse	New York	NY	07/2021	10/2024
Ubs Financial Services, Inc	New York	NY	10/2024	Present
Full-Time Education	N/A	XX	09/2012	06/2021

07/2021 → 10/2024

Credit Suisse

New York, NY
10/2024 → Present

Ubs Financial Services, Inc

New York, NY
09/2012 → 06/2021

Full-Time Education

N/A, XX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-17

S66 Uniform Combined State Law Examination

2025-04-17

Other Names

Z Gao

View on SEC IAPD

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