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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-10-02 |
| CT | RA | APPROVED | 2024-06-27 |
| NY | RA | APPROVED | 2024-01-08 |
Branch Locations
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
Westport, CT • United States
Stamford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc | New York | NY | 10/2023 | Present |
| Deloitte | New York | NY | 08/2022 | 09/2023 |
| Teneo Holdings | New York | NY | 06/2021 | 08/2021 |
| Credit Suisse | New York | NY | 06/2020 | 08/2020 |
| Yale University Ticket Office | New Haven | CT | 09/2019 | 05/2020 |
| Fairfield County Hunt Club | Fairfield | CT | 06/2018 | 08/2018 |
| Fairfield County Hunt Club | Fairfield | CT | 06/2017 | 08/2017 |
| Jl Rocks | Westport | CT | 01/2016 | 05/2017 |
| Yale University | New Haven | CT | 08/2017 | 12/2021 |
| Staples High School | Westport | CT | 09/2013 | 06/2017 |
| Unemployed | Westport | CT | 12/2021 | 08/2023 |
| Groove | New Canaan | CT | 04/2022 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-08 |
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