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Sophie Margaret Sheehan

J.P. Morgan Securities LLC

Garden City, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-14
TX RA APPROVED 2024-05-14
  • NY RA
    APPROVED
    Since 2024-05-14
  • TX RA
    APPROVED
    Since 2024-05-14

Branch Locations

1001 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 06/2020 Present
Jpmorgan Securities Llc New York NY 06/2020 Present
Jpmorgan Chase Bank Na New York NY 06/2019 08/2019
Vineyard Vines Manhattan NY 03/2016 01/2019
Corporate Insight Manhattan NY 05/2018 12/2018
Villanova University Villanova PA 08/2016 05/2020
Gap Inc Bryn Mawr PA 09/2019 10/2019
  • 06/2020 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 06/2020 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 06/2019 → 08/2019
    Jpmorgan Chase Bank Na
    New York, NY
  • 03/2016 → 01/2019
    Vineyard Vines
    Manhattan, NY
  • 05/2018 → 12/2018
    Corporate Insight
    Manhattan, NY
  • 08/2016 → 05/2020
    Villanova University
    Villanova, PA
  • 09/2019 → 10/2019
    Gap Inc
    Bryn Mawr, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-14
S63 Uniform Securities Agent State Law Examination 2020-08-29
  • S65 Uniform Investment Adviser Law Examination
    2024-05-14
  • S63 Uniform Securities Agent State Law Examination
    2020-08-29

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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