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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-22
  • NY RA
    APPROVED
    Since 2024-07-22

Branch Locations

988 8Th Avenue, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baruch College, Zicklin School Of Business New York NY 08/2015 12/2019
Persei Band Barnegat NJ 10/2017 05/2020
Persei Llc Barnegat NJ 05/2020 Present
Equitable Advisors, Llc New York NY 11/2021 07/2024
Equitable Finl Secaucus NJ 11/2021 07/2024
Jpmorgan Chase Bank, N.A. New York NY 07/2024 Present
J.P. Morgan Securities Llc New York NY 07/2024 Present
Equitable Advisors, Llc New York NY 07/2020 03/2021
Equitable Advisors New York NY 10/2019 10/2021
Sealed, Inc New York NY 10/2018 01/2019
Baruch College New York NY 09/2016 06/2018
  • 08/2015 → 12/2019
    Baruch College, Zicklin School Of Business
    New York, NY
  • 10/2017 → 05/2020
    Persei Band
    Barnegat, NJ
  • 05/2020 → Present
    Persei Llc
    Barnegat, NJ
  • 11/2021 → 07/2024
    New York, NY
  • 11/2021 → 07/2024
    Equitable Finl
    Secaucus, NJ
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2024 → Present
    New York, NY
  • 07/2020 → 03/2021
    New York, NY
  • 10/2019 → 10/2021
    Equitable Advisors
    New York, NY
  • 10/2018 → 01/2019
    Sealed, Inc
    New York, NY
  • 09/2016 → 06/2018
    Baruch College
    New York, NY
Previous Registrations
Other Businesses

Entity Name: Persei LLC Investment related: No "Address: 25 Hannah Lee Rd Barnegat, NJ 08005 www.perseiny.com" Nature of the other business: Entertainment Position/Title/Relationship: Owner/Partner Start Date: 05/20/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Band. Playing live music and selling merchandise. Non-securities related. No connection to JPMC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-21
S63 Uniform Securities Agent State Law Examination 2021-10-27
  • S66 Uniform Combined State Law Examination
    2023-09-21
  • S63 Uniform Securities Agent State Law Examination
    2021-10-27
Other Names
  • Sergio S Gomo

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