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400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-13 |
| NJ | RA | APPROVED | 2023-07-21 |
| PA | RA | APPROVED | 2023-07-20 |
| NY | RA | APPROVED | 2022-08-22 |
| CA | RA | APPROVED | 2015-05-20 |
Branch Locations
400 Park Avenue, New York, NY 10022 • United States
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Rochdale | New York | NY | 04/2015 | Present |
(1) Name of the other business: Columbia University School of Professional Studies Whether the business is investment-related: Non-investment related Address of the other business: 116th & Broadway, New York, NY 10027 Nature of the other business: Educational Institution Your Position/Title/Relationship: Adjunct professor Start Date of your relationship : 06/22/2026 Approximate number of hours/month you devote to the other business: 20 Number of hours you devote to the other business during securities trading hours: 20 Briefly describe your duties relating to the other business: Teaching the class: "Introduction to Finance and Portfolio Management"
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-07-28 |
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