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Thomas Nelson Rogers

Edward Jones

Bardstown, KY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-08
KY RA APPROVED 2022-03-08
  • TX RA
    APPROVED_RES
    Since 2025-05-08
  • KY RA
    APPROVED
    Since 2022-03-08

Branch Locations

988 Chambers Blvd, Bardstown, KY 40004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Argi Financial Group Louisville KY 07/2019 11/2021
Western Kentucky University Bowling Green KY 08/2015 07/2019
Edward Jones St Louis MO 01/2022 Present
Mago Construction Bardstown KY 06/2019 10/2019
Lowe's Bardstown KY 05/2016 08/2017
  • 07/2019 → 11/2021
    Argi Financial Group
    Louisville, KY
  • 08/2015 → 07/2019
    Western Kentucky University
    Bowling Green, KY
  • 01/2022 → Present
    St Louis, MO
  • 06/2019 → 10/2019
    Mago Construction
    Bardstown, KY
  • 05/2016 → 08/2017
    Lowe's
    Bardstown, KY
Previous Registrations
Other Businesses

Rogers Brothers LLC Type of business: Rental KY 40004, KY Start date: 6/12/2025 Member Hours per week: 1 Hours during trading: 0 Desc: Manage property and collect rent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-07
S65 Uniform Investment Adviser Law Examination 2020-10-10
  • S66 Uniform Combined State Law Examination
    2022-03-07
  • S65 Uniform Investment Adviser Law Examination
    2020-10-10
Other Names
  • Thomas Nelson Rogers
  • Thomas Rogers

View on SEC IAPD

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