Maxie T Causey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2004 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Shreveport, LA
• 11/2009 → Present
  Bank Of America, N.A.
  Shreveport, LA

Other Businesses

I*443065 For profit or not for profit: Entity For Profit Name of outside business organization: National Football League Officiating Department Investment related: N Address of business: New York, New York, 10154 Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 5/15/2022 Number of hours devoted: 200 hour(s) Yearly Number of hours devoted during trading hours: 50 Duties: Part-time... on-field game official, I will be an on-field football official for the NFL. Responsibilities include games and some practices. For Sunday games, I am required to travel on Saturday and can return home immediately after the games end. Previously I was in the NFL's Officiating Development Program which included minicamp and training camp assignments in addition to college all-star games and various clinics on weekends. I*2031273, Entity Type Fiduciary, Name of OBA: LC Address: Ruston, Louisiana, 71270 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04-Oct-2024 No Hours: 1 Yearly No Hours during trading: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2005-05-05

Other Names

• Maxie T Causey
• Max T Causey