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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-01-21
TX RA APPROVED 2006-06-26
MS RA APPROVED 2005-05-06
  • LA RA
    APPROVED
    Since 2015-01-21
  • TX RA
    APPROVED
    Since 2006-06-26
  • MS RA
    APPROVED
    Since 2005-05-06

Branch Locations

401 Edwards St, Shreveport, LA 71101 • United States

Ruston, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Shreveport LA 12/2004 Present
Bank Of America, N.A. Shreveport LA 11/2009 Present
Other Businesses

I*443065 For profit or not for profit: Entity For Profit Name of outside business organization: National Football League Officiating Department Investment related: N Address of business: New York, New York, 10154 Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 5/15/2022 Number of hours devoted: 200 hour(s) Yearly Number of hours devoted during trading hours: 50 Duties: Part-time... on-field game official, I will be an on-field football official for the NFL. Responsibilities include games and some practices. For Sunday games, I am required to travel on Saturday and can return home immediately after the games end. Previously I was in the NFL's Officiating Development Program which included minicamp and training camp assignments in addition to college all-star games and various clinics on weekends. I*2031273, Entity Type Fiduciary, Name of OBA: LC Address: Ruston, Louisiana, 71270 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04-Oct-2024 No Hours: 1 Yearly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-05
  • S66 Uniform Combined State Law Examination
    2005-05-05
Other Names
  • Maxie T Causey
  • Max T Causey

View on SEC IAPD

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