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Benjamin Smolen

Raymond James & Associates, Inc.

Fort Lauderdale, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-30
  • FL RA
    APPROVED
    Since 2024-04-30

Branch Locations

201 E. Las Olas Blvd. Suite 1630, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Fort Lauderdale FL 11/2021 03/2022
Northwestern Mutual Coral Gables FL 08/2020 10/2021
Umbc Baltimore MD 01/2018 12/2020
Probate Law Firm Vienna VA 08/2019 10/2019
Crowd Capital Coral Gables FL 05/2018 09/2019
Cable And Wireless Communications Coral Gables FL 06/2017 09/2017
Oppenheimer & Co. Inc. Miami FL 03/2022 04/2024
George Washington University Washington D.C. DC 07/2014 06/2017
Montgomery College Rockville MD 06/2017 01/2018
Raymond James & Associates, Inc Fort Lauderdale FL 04/2024 Present
  • 11/2021 → 03/2022
    Unemployed
    Fort Lauderdale, FL
  • 08/2020 → 10/2021
    Northwestern Mutual
    Coral Gables, FL
  • 01/2018 → 12/2020
    Umbc
    Baltimore, MD
  • 08/2019 → 10/2019
    Probate Law Firm
    Vienna, VA
  • 05/2018 → 09/2019
    Crowd Capital
    Coral Gables, FL
  • 06/2017 → 09/2017
    Cable And Wireless Communications
    Coral Gables, FL
  • 03/2022 → 04/2024
    Oppenheimer & Co. Inc.
    Miami, FL
  • 07/2014 → 06/2017
    George Washington University
    Washington D.C., DC
  • 06/2017 → 01/2018
    Montgomery College
    Rockville, MD
  • 04/2024 → Present
    Raymond James & Associates, Inc
    Fort Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-28
  • S66 Uniform Combined State Law Examination
    2022-04-28
Other Names
  • Benjamin Martin Smolen
  • Benjamin Smolen

View on SEC IAPD

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Other Offices

SOUTHOCEAN CAPITAL PARTNERS, LLC · FT. LAUDERDALE, FL
A1A INVESTMENT PARTNERS, LLC · FORT LAUDERDALE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT LAUDERDALE, FL
UBS FINANCIAL SERVICES INC. · FT. LAUDERDALE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT LAUDERDALE, FL
UBS FINANCIAL SERVICES INC. · Fort Lauderdale, FL
SPIRE WEALTH MANAGEMENT, LLC · Fort Lauderdale, FL
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