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500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-24 |
| IA | RA | APPROVED | 2024-03-04 |
Branch Locations
500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Hiawatha | IA | 08/2020 | 01/2022 |
| Nylife Securities Llc | Hiawatha | IA | 10/2020 | 01/2022 |
| Zip's Truck Equipment | New Hampton | IA | 01/2018 | 08/2020 |
| Jefferson County Health Ctr | Fairfield | IA | 06/2015 | 02/2017 |
| University Of Northern Iowa | Cedar Falls | IA | 08/2018 | 05/2019 |
| Indian Hills Community College | Ottumwa | IA | 02/2016 | 08/2018 |
| William Penn University | Oskaloosa | IA | 08/2016 | 12/2016 |
| Lpl Financial Llc | Clive | IA | 02/2022 | 03/2024 |
| Ria Advisory Group, Llc | Des Moines | IA | 03/2024 | Present |
| Lpl Financial/Peoples Bank | Clive | IA | 02/2022 | 03/2024 |
| New York Life/Nylife Securities | Ottumwa | IA | 06/2020 | 01/2022 |
| Zip's Truck Equipmen | New Hampton | IA | 01/2018 | 08/2020 |
| Student | Ottumwa/Cedar Falls | IA | 01/2014 | 01/2018 |
1. [DALE NOSBISCH FARM; Not Investment Related; 1541 220TH ST, IA 50645; HELP WITH PLANTING IN THE SPRING AND HARVEST IN THE FALL; VOLUNTEER Start 07/1997 10 hours per month, 4 during securities hours; I HELP DRIVE TRACTOR WHEN NEEDED] 2. Tyler Mitchell Bookin-Nosbisch is a licensed insurance agent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-28 |
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