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Dale Stephen Fickett

Cambridge Investment Research Advisors, Inc.

Glen Allen,, VA

Midlothian, VA

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-12-17
  • VA RA
    APPROVED
    Since 2025-12-17

Branch Locations

4050 Innslake Dr. Suite 110, Glen Allen,, VA 23060 • United States

Midlothian, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rva Works Richmond VA 04/2013 Present
Barrett Capital Management, Llc Midlothian VA 06/2020 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2025 Present
University Of Richmond Richmond VA 08/2021 Present
  • 04/2013 → Present
    Rva Works
    Richmond, VA
  • 06/2020 → Present
    Barrett Capital Management, Llc
    Midlothian, VA
  • 12/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2025 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 08/2021 → Present
    University Of Richmond
    Richmond, VA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-07
  • S65 Uniform Investment Adviser Law Examination
    2020-07-07
Other Names
  • Dale S Fickett
  • Dale Fickett

View on SEC IAPD

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