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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-11-14 |
| NJ | RA | APPROVED | 2024-11-14 |
| VA | RA | APPROVED | 2024-11-14 |
Branch Locations
121 Continental Drive Suite 109, Newark, DE 19713 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Glen Allen | VA | 07/2020 | 12/2020 |
| Iatse Local 52 | New York | NY | 08/2012 | Present |
| Pruco Securities Llc | Medford | NJ | 02/2021 | 11/2024 |
| The Prudential Insurance Company Of America | Medford | NJ | 03/2021 | Present |
| Lpl Enterprise, Llc | Glen Allen | VA | 11/2024 | Present |
1) 12/10/2024 - Being Financial - My partner and I market our LPL business under this name - DBA for LPL Business (entity for LPL business) - Inv Related - At Glen Allen, VA - Start Date 12/02/2024 - 40hrs/mth - 40hrs/mth During Trading 2) 12/10/2024 - IATSE Local 52 - I have been a member of the union for 12 years now and continue to pay my union dues - Outside/W-2 Employment - Non Inv Related - At Glen Allen, VA - Start Date 08/01/2012 - 0hrs/mth - 0hrs/mth During Trading 3) 09/03/2025-Garden State Time (GST)-Social Media-Other-Not Inv related-At Mount Laurel, NJ-Start date 06/13/2025-30hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-15 |
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