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Thomas Gardner

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-14
TX RA APPROVED 2024-03-14
  • NY RA
    APPROVED
    Since 2024-03-14
  • TX RA
    APPROVED
    Since 2024-03-14

Branch Locations

270 Park Avenue 22Nd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Houston TX 06/2020 Present
Jpmorgan Securities Llc Houston TX 06/2020 Present
Jpmorgan Chase Houston TX 05/2019 08/2019
Debusk Enrichment Center For Academically Talented Scholars Houston TX 06/2017 06/2017
Washington University In St. Louis St. Louis MO 08/2016 05/2020
  • 06/2020 → Present
    Jpmorgan Chase Bank Na
    Houston, TX
  • 06/2020 → Present
    Jpmorgan Securities Llc
    Houston, TX
  • 05/2019 → 08/2019
    Jpmorgan Chase
    Houston, TX
  • 06/2017 → 06/2017
    Debusk Enrichment Center For Academically Talented Scholars
    Houston, TX
  • 08/2016 → 05/2020
    Washington University In St. Louis
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-14
S63 Uniform Securities Agent State Law Examination 2020-08-28
  • S65 Uniform Investment Adviser Law Examination
    2024-03-14
  • S63 Uniform Securities Agent State Law Examination
    2020-08-28
Other Names
  • Thomas L Gardner
  • Thomas Lyle Keith Gardner

View on SEC IAPD

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