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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-02-12
  • NC RA
    APPROVED
    Since 2024-02-12

Branch Locations

607 Plaza Boulevard, Kinston, NC 28501 • United States

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizen Investor Services Raleigh NC 06/2020 07/2024
First Citizens Bank Snow Hill NC 06/2020 07/2024
First Citizens Bank Greenville NC 06/2019 08/2019
High Point University High Point NC 08/2016 05/2020
First Citizens Investor Services Raleigh NC 07/2024 Present
  • 06/2020 → 07/2024
    First Citizen Investor Services
    Raleigh, NC
  • 06/2020 → 07/2024
    First Citizens Bank
    Snow Hill, NC
  • 06/2019 → 08/2019
    First Citizens Bank
    Greenville, NC
  • 08/2016 → 05/2020
    High Point University
    High Point, NC
  • 07/2024 → Present
    First Citizens Investor Services
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-12
S63 Uniform Securities Agent State Law Examination 2020-08-26
  • S65 Uniform Investment Adviser Law Examination
    2024-02-12
  • S63 Uniform Securities Agent State Law Examination
    2020-08-26

View on SEC IAPD

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