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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-01
  • IL RA
    APPROVED
    Since 2025-05-01

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1550 N Clark St, Chicago, IL 60610 • United States

1550 N Clark St, Chicago, IL 60610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ambrabev Danville KY 02/2017 06/2017
Spin Chicago Chicago IL 01/2016 11/2017
Bellemore Chicago IL 11/2017 05/2019
Rooh Chicago Chicago IL 05/2019 08/2019
Hoopis Group Chicago IL 06/2019 06/2020
Massmutual Life Insurance Chicago IL 06/2020 04/2025
Mml Investors Services, Llc Chicago IL 07/2020 04/2025
Michigan State University Fcu Chicago IL 05/2025 Present
Lpl Financial Llc Chicago IL 05/2025 Present
  • 02/2017 → 06/2017
    Ambrabev
    Danville, KY
  • 01/2016 → 11/2017
    Spin Chicago
    Chicago, IL
  • 11/2017 → 05/2019
    Bellemore
    Chicago, IL
  • 05/2019 → 08/2019
    Rooh Chicago
    Chicago, IL
  • 06/2019 → 06/2020
    Hoopis Group
    Chicago, IL
  • 06/2020 → 04/2025
    Massmutual Life Insurance
    Chicago, IL
  • 07/2020 → 04/2025
    Chicago, IL
  • 05/2025 → Present
    Michigan State University Fcu
    Chicago, IL
  • 05/2025 → Present
    Chicago, IL
Previous Registrations
Other Businesses

1- 04/2025 / MSUFCU Financial Solutions / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 04/2025 / Antar Jackson / Artist/Musician / Not Investment Related / 20 hrs mth / Chicago IL / Start date: 04/01/2015 3) 05/27/2025 - TrulyU - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s)- Start Date: 05/23/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 4) 05/27/2025 - TrulyU Wealth Management and Investment Services - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date: 05/23/2025 - 40 Hrs/Mth - 40 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-11
  • S66 Uniform Combined State Law Examination
    2020-11-11

View on SEC IAPD

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