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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2011-01-26
TX RA APPROVED_RES 2007-08-13
CA RA APPROVED 2005-03-11
  • OK RA
    APPROVED
    Since 2011-01-26
  • TX RA
    APPROVED_RES
    Since 2007-08-13
  • CA RA
    APPROVED
    Since 2005-03-11

Branch Locations

4010 Watson Plaza Dr, Lakewood, CA 90712 • United States

3820 Del Amo Blvd, Suite 224, Torrance, CA 90503 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management, Inc. Lakewood CA 01/2005 Present
Thrivent Financial For Lutherans Appleton WI 01/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-07
  • S66 Uniform Combined State Law Examination
    2005-02-07

View on SEC IAPD

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