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Abigail Elizabeth Fossaceca

J.P. Morgan Securities LLC

New York, NY

CRD 7267489

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-16
TX RA APPROVED 2023-01-16
  • NY RA
    APPROVED
    Since 2023-01-16
  • TX RA
    APPROVED
    Since 2023-01-16

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 06/2020 Present
Jpmorgan Securities Llc New York NY 06/2020 Present
Villanova University Villanova PA 06/2017 05/2020
Jpmorgan Chase New York NY 05/2019 08/2019
Villanova University Career Center Villanova PA 01/2017 05/2017
Villanova University Villanova PA 08/2016 05/2020
Unemployed Scotch Plains NJ 06/2010 12/2016
Moda Operandi New York NY 05/2018 08/2018
Moda Operandi New York NY 05/2017 08/2017
  • 06/2020 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 06/2020 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 06/2017 → 05/2020
    Villanova University
    Villanova, PA
  • 05/2019 → 08/2019
    Jpmorgan Chase
    New York, NY
  • 01/2017 → 05/2017
    Villanova University Career Center
    Villanova, PA
  • 08/2016 → 05/2020
    Villanova University
    Villanova, PA
  • 06/2010 → 12/2016
    Unemployed
    Scotch Plains, NJ
  • 05/2018 → 08/2018
    Moda Operandi
    New York, NY
  • 05/2017 → 08/2017
    Moda Operandi
    New York, NY
Other Businesses

Entity Name: Serafina Hill Publishing LLC Investment related: No Address: 32 N Gould St. Sheridan, WY 82801 Nature of the other business: Publishing Position/Title/Relationship: Owner/Partner Start Date: 06/03/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Publishing a romance novel. This is just to house my romance novel income and for privacy purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-23
S63 Uniform Securities Agent State Law Examination 2020-08-21
  • S65 Uniform Investment Adviser Law Examination
    2023-01-23
  • S63 Uniform Securities Agent State Law Examination
    2020-08-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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