Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-16 |
| TX | RA | APPROVED | 2023-01-16 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | New York | NY | 06/2020 | Present |
| Jpmorgan Securities Llc | New York | NY | 06/2020 | Present |
| Villanova University | Villanova | PA | 06/2017 | 05/2020 |
| Jpmorgan Chase | New York | NY | 05/2019 | 08/2019 |
| Villanova University Career Center | Villanova | PA | 01/2017 | 05/2017 |
| Villanova University | Villanova | PA | 08/2016 | 05/2020 |
| Unemployed | Scotch Plains | NJ | 06/2010 | 12/2016 |
| Moda Operandi | New York | NY | 05/2018 | 08/2018 |
| Moda Operandi | New York | NY | 05/2017 | 08/2017 |
Entity Name: Serafina Hill Publishing LLC Investment related: No Address: 32 N Gould St. Sheridan, WY 82801 Nature of the other business: Publishing Position/Title/Relationship: Owner/Partner Start Date: 06/03/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Publishing a romance novel. This is just to house my romance novel income and for privacy purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-21 |
Reach out to this advisor