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Daniel Wang

Charles Schwab & Co., Inc.

Pasadena, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-29
  • CA RA
    APPROVED
    Since 2022-03-29

Branch Locations

251 S. Lake Ave. Suite 150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Globalink Securities Pasadena CA 07/2020 03/2022
Transpacific Financial Monrovia CA 10/2018 03/2022
Student Los Angeles CA 09/2016 10/2018
N/A Alhambra CA 06/2018 10/2018
Ecig-City 8 San Jose CA 06/2015 09/2016
Transglobal Advisory Llc Monrovia CA 08/2020 03/2022
Charles Schwab & Co., Inc. Pasadena CA 03/2022 Present
Charles Schwab Bank, Ssb Pasadena CA 03/2022 Present
  • 07/2020 → 03/2022
    Globalink Securities
    Pasadena, CA
  • 10/2018 → 03/2022
    Transpacific Financial
    Monrovia, CA
  • 09/2016 → 10/2018
    Student
    Los Angeles, CA
  • 06/2018 → 10/2018
    N/A
    Alhambra, CA
  • 06/2015 → 09/2016
    Ecig-City 8
    San Jose, CA
  • 08/2020 → 03/2022
    Transglobal Advisory Llc
    Monrovia, CA
  • 03/2022 → Present
    Charles Schwab & Co., Inc.
    Pasadena, CA
  • 03/2022 → Present
    Charles Schwab Bank, Ssb
    Pasadena, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-12
  • S66 Uniform Combined State Law Examination
    2019-12-12
Designations

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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