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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-01 |
| TX | RA | APPROVED | 2022-08-01 |
Branch Locations
368 9Th Ave, New York, NY 10001 • United States
461 W 34Th St Frnt 1, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | New York | NY | 06/2020 | 07/2022 |
| Knot Standard | New York | NY | 05/2019 | 08/2019 |
| Ohio State University | Columbus | OH | 08/2016 | 05/2020 |
| Shrinivas, Elliot, & Eday Llp | New York | NY | 06/2018 | 08/2018 |
| L.J. Coppola | Brewster | NY | 05/2017 | 07/2017 |
| Uber Eats | Columbus | OH | 01/2019 | 04/2019 |
| J.P. Morgan Securities Llc | New York | NY | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2022 | Present |
| Ameriprise Financial | New York | NY | 06/2020 | 07/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-24 |
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