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Connor J Allen

Annex Wealth Management, LLC

Brookfield, WI

Delafield, WI

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Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-10-31
  • WI RA
    APPROVED
    Since 2025-10-31

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

2301 Sun Valley Drive, Suite 100, Delafield, WI 53018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baird Milwaukee WI 06/2020 10/2025
University Of Wisconsin - Madison Madison WI 02/2020 04/2020
Kohl's Professional Camps Waukesha WI 06/2015 05/2020
University Of Wisconsin - Madison Madison WI 06/2015 05/2020
Annex Wealth Management Brookfield WI 10/2025 Present
  • 06/2020 → 10/2025
    Baird
    Milwaukee, WI
  • 02/2020 → 04/2020
    University Of Wisconsin - Madison
    Madison, WI
  • 06/2015 → 05/2020
    Kohl's Professional Camps
    Waukesha, WI
  • 06/2015 → 05/2020
    University Of Wisconsin - Madison
    Madison, WI
  • 10/2025 → Present
    Annex Wealth Management
    Brookfield, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-07
  • S66 Uniform Combined State Law Examination
    2021-05-07
Designations

View on SEC IAPD

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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WHN INVESTOR SERVICES, INC.

Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

More in Brookfield, WI

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