Stephen James Nicholas

Employer firm

Platform Technology Partners CRD 305602

$1.23B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 08/2022
  Jpmorgan Chase Bank Na
  New York, NY
• 06/2020 → 08/2022
  Jpmorgan Securities Llc
  New York, NY
• 08/2016 → 05/2020
  Franklin & Marshall College
  Lancaster, PA
• 02/2020 → 06/2021
  Boston Scott Llc
  Collegeville, PA
• 08/2022 → Present
  Spire Securities, Llc
  Woodbury, AK
• 08/2022 → Present
  Northeast Private Wealth Management
  Woodbury, NY
• 08/2022 → Present
  Ursula Capital
  Woodbury, NY

Previous Registrations

• 2021-04-12 → 2022-09-02
  J.P. Morgan Securities Llc
  New York, NY

Other Businesses

1. Ursula Capital Partners. Limited Partner, 12/1/2022. Investment related. 2. Tremont Sporting Co. Limited Partner, 9/8/2025. 3. First Tee: Organizing events to educate individuals in the First Tee program, focusing on "Path to College" for youth. Board member, 1/1/2024.

Exams

• S66 Uniform Combined State Law Examination
  2021-04-10
• S63 Uniform Securities Agent State Law Examination
  2021-02-05

Other Names

• Stephen James Nicholas