Best Investors Account Sign in
Inactive

Stephen Douglas Rau

Tucker Asset Management LLC

Littleton, CO

Lancaster, PA

Claim This Profile
Current Employers
Tucker Asset Management Llc

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-09-10
  • PA RA
    APPROVED
    Since 2025-09-10

Branch Locations

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Lancaster, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Lancaster PA 07/2020 09/2025
Primerica Financial Services Lancaster PA 08/2019 09/2025
United States Postal Service Mount Joy PA 12/2016 Present
Cavod Academy Of The Arts New Holland PA 09/2017 03/2020
Uber San Francisco CA 02/2017 10/2019
United States Postal Service Carlisle PA 06/2016 12/2016
Tucker Asset Management Llc Lancaster PA 09/2025 Present
Bluegate Musicals Llc Franklin TN 02/2024 Present
  • 07/2020 → 09/2025
    Pfs Investments Inc.
    Lancaster, PA
  • 08/2019 → 09/2025
    Primerica Financial Services
    Lancaster, PA
  • 12/2016 → Present
    United States Postal Service
    Mount Joy, PA
  • 09/2017 → 03/2020
    Cavod Academy Of The Arts
    New Holland, PA
  • 02/2017 → 10/2019
    Uber
    San Francisco, CA
  • 06/2016 → 12/2016
    United States Postal Service
    Carlisle, PA
  • 09/2025 → Present
    Tucker Asset Management Llc
    Lancaster, PA
  • 02/2024 → Present
    Bluegate Musicals Llc
    Franklin, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-16
S63 Uniform Securities Agent State Law Examination 2020-09-03
  • S65 Uniform Investment Adviser Law Examination
    2025-08-16
  • S63 Uniform Securities Agent State Law Examination
    2020-09-03
Other Names
  • Stephen D Rau

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
MARINER
SEMPER AUGUSTUS INVESTMENTS GROUP LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
PNC WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC

Other Investors

DAMIAN DANIEL WALSH
PRISCILLA ANNE PEOPLES
Warren Curtis Anderson
Robert P Grovich
Kevin Carl Arvidson
Connie Gail Williams
SEAN WILLIAM MCGINNIS
DAVID TREVOR MARTIN

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Highlands Ranch, CO
EDWARD JONES · Littleton, CO
EDWARD JONES · HIGHLANDS RANCH, CO
MARINER · Highlands Ranch, CO
MARINER · Highlands Ranch, CO
MARINER · Highlands Ranch, CO
MARINER · Highlands Ranch, CO
SEMPER AUGUSTUS INVESTMENTS GROUP LLC · HIGHLANDS RANCH, CO

More in Littleton, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor