Theodore Patrick Knowles

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-02-24
CT	RA	APPROVED	2022-02-09
TX	RA	APPROVED	2022-02-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	06/2021	Present
University Of Richmond	Richmond	VA	08/2017	05/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	06/2020	08/2020
American Yacht Club	Rye	NY	06/2019	08/2019
American Yacht Club	Rye	NY	06/2018	08/2018
American Yacht Club	Rye	NY	06/2017	08/2017
Mamaroneck Union Free School District	Mamaroneck	NY	08/2010	06/2017
Bank Of America, N.A.	New York	NY	06/2021	Present

06/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
08/2017 → 05/2021

University Of Richmond

Richmond, VA
06/2020 → 08/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
06/2019 → 08/2019

American Yacht Club

Rye, NY
06/2018 → 08/2018

American Yacht Club

Rye, NY
06/2017 → 08/2017

American Yacht Club

Rye, NY
08/2010 → 06/2017

Mamaroneck Union Free School District

Mamaroneck, NY
06/2021 → Present

Bank Of America, N.A.

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-05

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