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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-08-12 |
| WV | RA | APPROVED | 2025-11-06 |
| NJ | RA | APPROVED | 2025-10-06 |
| NC | RA | APPROVED | 2025-09-08 |
| NY | RA | APPROVED | 2025-08-15 |
| UT | RA | APPROVED | 2025-08-14 |
| WI | RA | APPROVED | 2025-04-10 |
| CO | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| MD | RA | APPROVED | 2025-01-01 |
| MI | RA | APPROVED | 2025-01-01 |
| PA | RA | APPROVED | 2024-02-19 |
| VA | RA | APPROVED | 2023-06-28 |
| OH | RA | APPROVED | 2023-06-26 |
| TX | RA | APPROVED | 2023-06-23 |
| AL | RA | APPROVED | 2023-06-14 |
Branch Locations
1110 Montlimar Drive Suite 420, Mobile, AL 36609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franciscan University Of Steubenville | Steubenville | OH | 06/2016 | 06/2020 |
| Strategic Wealth Specialists | Mobile | AL | 07/2020 | 12/2021 |
| Guardian Life Insurance Company | Mobile | AL | 12/2021 | Present |
| Park Avenue Securities | Mobile | AL | 12/2021 | Present |
1. Insurance other than Guardian, Nature: Insurance Sales, Start Date: 6/10/26, Address: 1110 Montlimar Dr Suite 420 Mobile, AL 36609, Duties: Independent Contractor selling insurance other than Guardian, 5 total hours per month; 5 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-12 |
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