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Tiffany Ashley Agard

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-13
  • NY RA
    APPROVED
    Since 2025-02-13

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornell University Ithaca NY 08/2019 07/2021
Context Global Development Raleigh NC 06/2017 08/2019
Bd Imports Atlanta GA 01/2017 06/2017
Highquest Partners Danvers MA 07/2015 01/2017
Ubs New York NY 08/2021 Present
  • 08/2019 → 07/2021
    Cornell University
    Ithaca, NY
  • 06/2017 → 08/2019
    Context Global Development
    Raleigh, NC
  • 01/2017 → 06/2017
    Bd Imports
    Atlanta, GA
  • 07/2015 → 01/2017
    Highquest Partners
    Danvers, MA
  • 08/2021 → Present
    Ubs
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-12
S63 Uniform Securities Agent State Law Examination 2022-07-25
  • S66 Uniform Combined State Law Examination
    2025-02-12
  • S63 Uniform Securities Agent State Law Examination
    2022-07-25

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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