Spencer David Dix

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 03/2012 → Present
  Baum Financial Services
  Spring Hill, FL
• 06/2020 → Present
  Baum Wealth Management
  Spring Hill, FL
• 06/2020 → Present
  Costa Rica Land Capital Partners
  Spring Hill, FL

Other Businesses

1) BAUM FINANCIAL SERVICES; YES INVESTMENT RELATED; 5331 SPRING HILL DR, SPRING HILL, FL 34606 ; INSURANCE SALES; VP OF OPERATIONS AND ASSOCIATES PRODUCER; START DATE 03/2012; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2) Costa Rica Land Capital Partners; Yes Investment Related; 5331 Spring Hill Dr, Spring Hill FL 34606; Marketing IT Operations; Marketing Support; Start Date; 06/2020; Approx 4 Hrs/Mo; Approx 0 Securities hours; Marketing

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-05-05