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Ellen Ashby Brown

New York Life Investment Management LLC

New York, NY

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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-26
  • NY RA
    APPROVED
    Since 2023-10-26

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eve Specialty Group Memphis TN 05/2016 07/2017
University Of Alabama Tuscaloosa AL 08/2017 01/2018
Big Communications Birmingham AL 01/2018 08/2018
New York Life Investments New York NY 08/2018 06/2019
University Of Alabama Tuscaloosa AL 07/2019 06/2020
New York Life Investments New York NY 06/2020 Present
  • 05/2016 → 07/2017
    Eve Specialty Group
    Memphis, TN
  • 08/2017 → 01/2018
    University Of Alabama
    Tuscaloosa, AL
  • 01/2018 → 08/2018
    Big Communications
    Birmingham, AL
  • 08/2018 → 06/2019
    New York Life Investments
    New York, NY
  • 07/2019 → 06/2020
    University Of Alabama
    Tuscaloosa, AL
  • 06/2020 → Present
    New York Life Investments
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-26
  • S66 Uniform Combined State Law Examination
    2023-10-26

View on SEC IAPD

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