Best Investors Account Sign in

Daniel Thomas Leicht

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-13
CA RA APPROVED 2023-09-08
  • TX RA
    APPROVED_RES
    Since 2023-09-13
  • CA RA
    APPROVED
    Since 2023-09-08

Branch Locations

11811 Bernardo Plaza Ct, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Best Practices Of America Rancho Santa Fe CA 02/2019 06/2020
University Of San Diego San Diego CA 10/2018 05/2020
University Of San Diego San Diego CA 08/2018 05/2020
Teksystems, Inc. Chicago IL 06/2013 07/2018
Woodbury Financial Services Inc Rancho Santa Fe CA 06/2020 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 08/2023 Present
Bank Of America, N.A. San Diego CA 09/2023 Present
  • 02/2019 → 06/2020
    Best Practices Of America
    Rancho Santa Fe, CA
  • 10/2018 → 05/2020
    University Of San Diego
    San Diego, CA
  • 08/2018 → 05/2020
    University Of San Diego
    San Diego, CA
  • 06/2013 → 07/2018
    Teksystems, Inc.
    Chicago, IL
  • 06/2020 → 08/2023
    Woodbury Financial Services Inc
    Rancho Santa Fe, CA
  • 08/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Diego, CA
  • 09/2023 → Present
    Bank Of America, N.A.
    San Diego, CA
Previous Registrations
  • 2020-09-01 → 2023-08-29
    Woodbury Financial Services, Inc.
    Escondido, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-31
  • S66 Uniform Combined State Law Examination
    2020-08-31
Other Names
  • Daniel Leicht

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT MANAGEMENT LLC
ONE CAPITAL MANAGEMENT, LLC
TRIVANT CUSTOM PORTFOLIO GROUP LLC
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
RICE HALL JAMES & ASSOCIATES LLC

Other Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor