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Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-02-23
  • CO RA
    APPROVED
    Since 2023-02-23

Branch Locations

Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Na MD 05/2010 05/2018
S3 Integration Baltimore MD 06/2018 08/2018
Unemployed Finksburg MD 09/2018 06/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2020 06/2021
Northwestern Mutual Investment Services Llc Hunt Valley MD 07/2021 02/2022
T Rowe Price Colorado Springs CO 02/2023 Present
1919 Investment Counsel, Llc Baltimore MD 03/2022 01/2023
  • 05/2010 → 05/2018
    Unemployed
    Na, MD
  • 06/2018 → 08/2018
    S3 Integration
    Baltimore, MD
  • 09/2018 → 06/2021
    Unemployed
    Finksburg, MD
  • 06/2020 → 06/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2021 → 02/2022
    Northwestern Mutual Investment Services Llc
    Hunt Valley, MD
  • 02/2023 → Present
    T Rowe Price
    Colorado Springs, CO
  • 03/2022 → 01/2023
    1919 Investment Counsel, Llc
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-22
  • S66 Uniform Combined State Law Examination
    2023-02-22
Other Names
  • Riley Phillips Gaeger

View on SEC IAPD

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