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Nicolas Ty Sudderth

Open Range Financial Group, LLC

Waco, TX

CRD 7263844

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Employer firm

Open Range Financial Group, LLC CRD 175296

$77.3M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Open Range Financial Group, Llc

510 Austin Ave Suite 118, Waco, TX 76701 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-17
  • TX RA
    APPROVED
    Since 2021-02-17

Branch Locations

510 Austin Ave Suite 118, Waco, TX 76701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2020 02/2021
Clear Creek Golf Cub Houston TX 08/2014 06/2020
Open Range Financial Group Manvel TX 02/2021 Present
  • 07/2020 → 02/2021
    St Louis, MO
  • 08/2014 → 06/2020
    Clear Creek Golf Cub
    Houston, TX
  • 02/2021 → Present
    Open Range Financial Group
    Manvel, TX
Previous Registrations
  • 2020-09-15 → 2021-02-11
    Santa Fe, TX
    Manvel, TX
    St Louis, MO
Other Businesses

Open Range Insurance Group, LLC; Investment Related; 9500 Live Oak Ct, Manvel, TX 77578; Insurance Agency; Insurance Agent; 10/2023; 20 hours per month 10 during securities trading hours; insurance product sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-12
  • S66 Uniform Combined State Law Examination
    2020-09-12
Designations
  • Certified Financial Planner

View on SEC IAPD

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