Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-05-23 |
| NJ | RA | APPROVED | 2021-09-07 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
Red Bank, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2020 | 05/2021 |
| Gilbane Building Company | New York City | NY | 01/2019 | 01/2020 |
| Elementary School & Middle School & High School | Berkeley Heights | NJ | 11/2010 | 09/2018 |
| Rutgers Business School | New Brunswick | NJ | 09/2018 | 12/2020 |
| Ubs | Weehawken | NJ | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-06 |
Reach out to this advisor