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Tara Kathryn Hoff

Ubs Financial Services Inc.

New York, NY

Red Bank, NJ

CRD 7263647

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-05-23
NJ RA APPROVED 2021-09-07
  • NC RA
    APPROVED
    Since 2022-05-23
  • NJ RA
    APPROVED
    Since 2021-09-07

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Red Bank, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2020 05/2021
Gilbane Building Company New York City NY 01/2019 01/2020
Elementary School & Middle School & High School Berkeley Heights NJ 11/2010 09/2018
Rutgers Business School New Brunswick NJ 09/2018 12/2020
Ubs Weehawken NJ 07/2021 Present
  • 06/2020 → 05/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 01/2019 → 01/2020
    Gilbane Building Company
    New York City, NY
  • 11/2010 → 09/2018
    Elementary School & Middle School & High School
    Berkeley Heights, NJ
  • 09/2018 → 12/2020
    Rutgers Business School
    New Brunswick, NJ
  • 07/2021 → Present
    Ubs
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-06
  • S66 Uniform Combined State Law Examination
    2021-09-06

View on SEC IAPD

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