Scott J Francis

Current Employers

Employment History

• 06/2016 → 04/2017
  Securian Financial Services Inc
  St Paul, MN
• 06/2016 → 04/2017
  Minnesota Life Insurance Co
  St Paul, MN
• 06/2016 → 04/2017
  Allied Wealth Partners
  Parsippany, NJ
• 05/2017 → Present
  Hornor Townsend & Kent Inc
  Horsham, PA
• 05/2017 → Present
  Penn Mutual Life Insurance Co
  Horsham, PA

Previous Registrations

• 2016-06-28 → 2017-04-25
  Securian Financial Services, Inc.
  Parsippany, NJ
• 2014-01-23 → 2016-07-01
  Msi Financial Services, Inc.
  Montclair, NJ

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: AGENT- | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 2017-05-01 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: OVER 140 HOURS | APPROX TRADING HRS PER MTH: 101-140 HOURS | DESCRIPTION OF DUTIES: Insurance sales and service for multiple carriers including Penn Mutual Life Insurance Company. 2) HOPATCONG BOARD OF EDUCATION | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER | ADDRESS: 2 WINDSOR AVE HOPATCONG NJ 07843 | START DATE: 1/2/2018 | NATURE OF ACTIVITY: OTHER - EDUCATIONAL | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS. 3) 1847 FINANCIAL | POSITION: Agent | NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 | START DATE: 10/01/2023 | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | DESCRIPTION: Sales Manager

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-12-26
• S63 Uniform Securities Agent State Law Examination
  2005-03-18