Robert Ni

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-11-28
TX	RA	APPROVED	2022-10-04
MD	RA	APPROVED	2022-09-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Houck	Harrisburg	PA	05/2018	08/2018
Sterling Financial Management	Hagerstown	MD	06/2020	08/2020
Sterling Financial Management	Hagerstown	MD	06/2021	Present
Waynesboro Area Senior High School	Waynesboro	PA	05/2013	05/2017
University Of Pittsburgh	Pittsburgh	PA	05/2017	05/2021
Lpl Financial, Llc	Hagerstown	MD	06/2021	Present
Merrill Lynch, Pierce, Fenner & Smith, Inc	North Bethesda	MD	08/2022	Present
Bank Of America, N.A	North Bethesda	MD	09/2022	Present

05/2018 → 08/2018

Houck

Harrisburg, PA
06/2020 → 08/2020

Sterling Financial Management

Hagerstown, MD
06/2021 → Present

Sterling Financial Management

Hagerstown, MD
05/2013 → 05/2017

Waynesboro Area Senior High School

Waynesboro, PA
05/2017 → 05/2021

University Of Pittsburgh

Pittsburgh, PA
06/2021 → Present

Lpl Financial, Llc

Hagerstown, MD
08/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith, Inc

North Bethesda, MD
09/2022 → Present

Bank Of America, N.A

North Bethesda, MD

12/2021 - DBA for LPL Business (entity for LPL business) - Sterling Financial Management, Inc - Investment Related -

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-09

Other Firms