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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-27 |
| TX | RA | APPROVED | 2020-05-05 |
| CT | RA | APPROVED | 2019-11-25 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 02/2013 | 08/2019 |
| Jpmorgan Chase Bank Na | New York | NY | 02/2013 | 08/2019 |
| Morgan Stanley Smith Barney Llc | New York | NY | 08/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2019 | Present |
*486014- Trust; Investment related Yes; New York, New York; Trust; Trustee/Co-Trustee; 03/2012; During business hours: 2; After business hours: 0; Investment Decisions/Advice *486021- Trust; Investment related Yes; New York, New York; Trust; Trustee/Co-Trustee; 08/2013; During business hours: 2; After business hours: 0; Investment Decisions/Advice *486103 - Trust; Investment related: Yes; Morristown, New Jersey; Trust; Trustee/Co-Trustee; 04/2022; During business hours: 2; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-23 |
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