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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-07
  • AZ RA
    APPROVED
    Since 2024-03-07

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 04/2021 04/2022
Unemployed Chaparral NM 08/2020 04/2021
New York Life El Paso TX 05/2020 08/2020
New Mexico State University Las Cruces NM 08/2016 05/2020
Olive Garden Las Cruces NM 08/2017 08/2019
Geico Tucson AZ 06/2019 07/2019
Robinhood Financial, Llc Tempe AZ 05/2022 08/2022
Robinhood Markets, Inc Tempe AZ 06/2022 08/2022
Unest Securities, Llc North Hollywood CA 10/2022 01/2024
Unest Advisors, Llc North Hollywood CA 01/2023 01/2024
Cetera Wealth Services, Llc El Segundo CA 01/2024 Present
Cetera Advisors Llc Greenwood Village CO 01/2024 Present
Cetera Financial Specialists Llc Schaumburg IL 01/2024 Present
Cetera Investment Services Llc St Cloud MN 01/2024 Present
Cetera Investment Advisors Llc Phoenix AZ 01/2024 Present
Avantax Investment Services Inc Dallas TX 10/2024 09/2025
  • 04/2021 → 04/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2020 → 04/2021
    Unemployed
    Chaparral, NM
  • 05/2020 → 08/2020
    New York Life
    El Paso, TX
  • 08/2016 → 05/2020
    New Mexico State University
    Las Cruces, NM
  • 08/2017 → 08/2019
    Olive Garden
    Las Cruces, NM
  • 06/2019 → 07/2019
    Geico
    Tucson, AZ
  • 05/2022 → 08/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2022 → 08/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 10/2022 → 01/2024
    Unest Securities, Llc
    North Hollywood, CA
  • 01/2023 → 01/2024
    Unest Advisors, Llc
    North Hollywood, CA
  • 01/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2024 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 01/2024 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2024 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2024 → Present
    Cetera Investment Advisors Llc
    Phoenix, AZ
  • 10/2024 → 09/2025
    Avantax Investment Services Inc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-30
S63 Uniform Securities Agent State Law Examination 2021-06-04
  • S65 Uniform Investment Adviser Law Examination
    2023-01-30
  • S63 Uniform Securities Agent State Law Examination
    2021-06-04
Other Names
  • Brandon Ryan Mcalister

View on SEC IAPD

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