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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-07 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 04/2021 | 04/2022 |
| Unemployed | Chaparral | NM | 08/2020 | 04/2021 |
| New York Life | El Paso | TX | 05/2020 | 08/2020 |
| New Mexico State University | Las Cruces | NM | 08/2016 | 05/2020 |
| Olive Garden | Las Cruces | NM | 08/2017 | 08/2019 |
| Geico | Tucson | AZ | 06/2019 | 07/2019 |
| Robinhood Financial, Llc | Tempe | AZ | 05/2022 | 08/2022 |
| Robinhood Markets, Inc | Tempe | AZ | 06/2022 | 08/2022 |
| Unest Securities, Llc | North Hollywood | CA | 10/2022 | 01/2024 |
| Unest Advisors, Llc | North Hollywood | CA | 01/2023 | 01/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2024 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 01/2024 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2024 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 01/2024 | Present |
| Cetera Investment Advisors Llc | Phoenix | AZ | 01/2024 | Present |
| Avantax Investment Services Inc | Dallas | TX | 10/2024 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-04 |
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