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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-23 |
Branch Locations
5810 Tennyson Pkwy Suite 260, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | San Antonio | TX | 06/2020 | 09/2022 |
| Texas A&M U | College Station | TX | 08/2018 | 05/2020 |
| Flats On 12 | College Station | TX | 05/2019 | 08/2019 |
| Hungry Howies | San Antonio | TX | 01/2018 | 08/2018 |
| Alamo Colleges (San Antonio College, Northeast Lakeview College) | San Antonio | TX | 08/2016 | 08/2018 |
| Ne Indep School District | San Antonio | TX | 09/2016 | 05/2017 |
| Raymond James Financial Services, Inc | Dallas | TX | 09/2022 | 07/2025 |
| Raymond James Financial Service Advisors, Inc | Dallas | TX | 09/2022 | 07/2025 |
| Carter Financial Management | Dallas | TX | 09/2022 | 07/2025 |
| Carter Advisory Services | Dallas | TX | 09/2022 | 07/2025 |
| Focus Partners Wealth, Llc | St. Louis | MO | 07/2025 | Present |
Name of Entity: Financial Planning Association, Dallas/Ft. Worth Chapter Address: Dallas, TX United States; Activity Type: Volunteer Position/Title: Career Development Committee Member; Investment Related: No Start Date: 08/15/2024; Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: helps set up professional events and engaging speakers for events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-18 |
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